Article

Internal Control

August 22, 2026 · Aditya Gupta

Accounting

Internal controls are processes designed to ensure reliable financial reporting, operational efficiency, and compliance with laws. Frameworks: COSO (Committee of Sponsoring Organizations) is the standard. Key concepts: segregation of duties (no one person controls a transaction end-to-end), authorization (proper approvals), documentation, physical safeguards, independent reconciliations. SOX (Sarbanes-Oxley Act) requires public companies to document and audit internal controls. Common controls: dual signatures on large checks, monthly bank reconciliations by someone other than the bookkeeper, expense report review, segregation of cash handling from cash recording. Strong controls prevent fraud and errors; weak controls invite both.

Accounting

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