Article

Sarbanes-Oxley Act

August 22, 2026 · Aditya Gupta

Accounting

The Sarbanes-Oxley Act (SOX) is a 2002 US federal law passed after Enron and WorldCom accounting scandals, dramatically strengthening corporate governance and financial reporting. Key provisions: CEO/CFO personal certification of financial statements (Section 302), independent audit committees, internal control documentation and audit (Section 404), enhanced disclosure requirements, whistleblower protections, criminal penalties for fraud. SOX compliance costs public companies millions annually but materially improved financial statement reliability. Compliance burden led some companies to go private or stay private longer. The PCAOB (Public Company Accounting Oversight Board) was created by SOX to oversee public-company auditors.

Accounting

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